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  • Ready for a different kind of compliance consultant?

  • Wish your consultant understood compliance in the context of running a successful business?

  • Starting an RIA?

  • Are you looking for a consulting firm that understands all the aspects of your business, not just the regulations?

  • Are you looking for ways to lighten your compliance burden so you have more time for meeting with clients and building your business? Or bringing some well-deserved balance to your life?

Welcome to CS2

Services Offered

Turnkey RIA Startup Packages
Ongoing Support Services
Training and Coaching
Continuing Education Development
FINRA and NFA Broker-Dealer Services
Registered MSRB Firm Services
Credit Union and Bank-Owned Programs
Services for Securities Attorneys
Services for Technology Providers

RIA and BD Initial Registration

Customized Ongoing Support

Continuing Education and Training

Practice Management Coaching Services


How can we help you?

Contact us today for a no-obligation introductory consultation.

Read What Others Are Saying

Hire a Compliance Company:I made an early decision to hire a company to file my initial compliance documents. …[Y]ou are going to think you are smart enough to do this yourself. After staring at the forms for a week, I finally bit the bullet after a strong recommendation from Blair Hodgson DuQuesnay, and I hired Comprehensive Securities Compliance Solutions, better known as CS2… It was the best money I spent. Let me repeat: this saved me time and money! If you only take away one piece of advice, let it be this: pay someone who specializes in this…”
Sophia Bera, Gen Y Planning

Why choose CS2?

  • Experienced industry professionals
  • Broad range of services
  • Customized solutions for your firm
    - big or small
  • Low overhead = reasonable prices

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