Post-Dated Form U5 submission window open

This applies to ALL firms - SEC registered and state-registered. IARs of ALL firms are registered ONLY at the state level. To avoid 2024 state IAR renewal fees for an IAR who is staying with your firm but dropping one or more states in 2024, you must file a Partial Form U5 to withdraw the IAR only from the selected states. This applies to ALL firms, SEC- and state-registered. IARs are registered ONLY at the state level. The termination effective date must be post-dated to 12/31/2023 , and... For details, click here: https://community.cs2compliance.com/event/post-dated-form-u5-submission-window-open-1 https://community.cs2compliance.com/event/post-dated-form-u5-submission-window-open-1