Post-Dated Form U5 filing window open until November 8, 2024

This applies to ALL firms - SEC registered and state-registered. IARs of ALL firms are registered ONLY at the state level. To avoid 2025 state IAR renewal fees for an IAR who is staying with your firm but dropping from one or more states in 2025, you must file a Partial Form U5 to withdraw the IAR only from the selected states. The termination effective date must be post-dated to 12/31/2024 , and the form must be filed no later than Friday, November 8, 2024 to avoid the charge for 2025 from... For details, click here: https://community.cs2compliance.com/event/post-dated-form-u5-filing-window-open-until-november-8-2024 https://community.cs2compliance.com/event/post-dated-form-u5-filing-window-open-until-november-8-2024