FINRA Annual User Account Certification: April 15-June 17, 2024

Did you receive an email from FINRA about an annual user certification process? If so, your firm likely has more than one user on the IARD/CRD* , and as the Super Account Administrator (SAA) you need to verify that users listed should remain active. DO NOT IGNORE THIS JUST BECAUSE YOUR FIRM IS NOT REGISTERED AS A Broker/Dealer WITH FINRA! They administer the IARD/CRD for ALL firms. *This is not the same as more than one IAR registered with your firm! The two are unrelated. This is about... For details, click here: https://community.cs2compliance.com/event/finra-annual-user-account-certification-april-15-june-17-2024 https://community.cs2compliance.com/event/finra-annual-user-account-certification-april-15-june-17-2024